0001193125-12-009906.txt : 20120112 0001193125-12-009906.hdr.sgml : 20120112 20120112061315 ACCESSION NUMBER: 0001193125-12-009906 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20120112 DATE AS OF CHANGE: 20120112 GROUP MEMBERS: JUNQIU GAO GROUP MEMBERS: LAIFAN CHU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: China Zenix Auto International Ltd CENTRAL INDEX KEY: 0001506756 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86548 FILM NUMBER: 12523157 BUSINESS ADDRESS: STREET 1: 1608, North Circle Road State Highway STREET 2: Zhangzhou CITY: Fujian Province STATE: F4 ZIP: 363000 BUSINESS PHONE: (86) 596-2600308 MAIL ADDRESS: STREET 1: 1608, North Circle Road State Highway STREET 2: Zhangzhou CITY: Fujian Province STATE: F4 ZIP: 363000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Newrace Ltd CENTRAL INDEX KEY: 0001534772 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O NO. 1608 STREET 2: NORTH CIRCLE ROAD STATE HIGHWAY CITY: ZHANGZHOU, FUJIAN PROVINCE STATE: F4 ZIP: 363000 BUSINESS PHONE: 86 596 2600308 MAIL ADDRESS: STREET 1: C/O NO. 1608 STREET 2: NORTH CIRCLE ROAD STATE HIGHWAY CITY: ZHANGZHOU, FUJIAN PROVINCE STATE: F4 ZIP: 363000 SC 13G 1 d276423dsc13g.htm SCHEDULE 13G SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

 

CHINA ZENIX AUTO

INTERNATIONAL LIMITED

(Name of Issuer)

 

 

Ordinary Shares

(Title of Class of Securities)

16951E104

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 9 pages

SCHEDULE 13G

 

CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Newrace Limited

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    British Virgin Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

143,690,400 ordinary shares. Laifan Chu and Junqiu Gao may also be deemed to have sole voting power with respect to the foregoing shares.

   6.   

Shared Voting Power

 

   7.   

Sole Dispositive Power

 

143,690,400 ordinary shares. Laifan Chu and Junqiu Gao may also be deemed to have sole dispositive power with respect to the foregoing shares.

   8.   

Shared Dispositive Power

 

  9.

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    143,690,400 ordinary shares

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11.

  

Percent of Class Represented by Amount in Row (9)

 

    69.6%

12.

  

Type of Reporting Person

 

    CO

 

 

Page 2 of 9 pages

SCHEDULE 13G

 

CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Laifan Chu

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    Hong Kong Special Administrative Region of the People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

143,690,400 ordinary shares. Newrace Limited and Junqiu Gao may also be deemed to have sole voting power with respect to the foregoing shares.

   6.   

Shared Voting Power

 

   7.   

Sole Dispositive Power

 

143,690,400 ordinary shares. Newrace Limited and Junqiu Gao may also be deemed to have sole dispositive power with respect to the foregoing shares.

   8.   

Shared Dispositive Power

 

  9.

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    143,690,400 ordinary shares

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11.

  

Percent of Class Represented by Amount in Row (9)

 

    69.6%

12.

  

Type of Reporting Person

 

    IN

 

Page 3 of 9 pages

SCHEDULE 13G

 

CUSIP No. 16951E104  

 

  1.   

Names of Reporting Persons

 

Junqiu Gao

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

    People’s Republic of China

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power

 

143,690,400 ordinary shares. Newrace Limited and Laifan Chu may also be deemed to have sole voting power with respect to the foregoing shares.

   6.   

Shared Voting Power

 

   7.   

Sole Dispositive Power

 

143,690,400 ordinary shares. Newrace Limited and Laifan Chu may also be deemed to have sole dispositive power with respect to the foregoing shares.

   8.   

Shared Dispositive Power

 

  9.

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    143,690,400 ordinary shares

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares    ¨

 

11.

  

Percent of Class Represented by Amount in Row (9)

 

    69.6%

12.

  

Type of Reporting Person

 

    IN

 

Page 4 of 9 pages

Item 1.  

(a)

    Name of Issuer      
     China Zenix Auto International Limited (the “Company”)      
 

(b)

    Address of Issuer’s Principal Executive Offices      
     No. 1608, North Circle Road State Highway, Zhangzhou, Fujian Province 363000, People’s Republic of China      
Item 2.           
  Newrace Limited      
  (a)    Name of Person Filing      
     Newrace Limited      
  (b)    Address of Principal Business Office or, if None, Residence      
     P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands      
  (c)    Citizenship      
     British Virgin Islands      
  (d)    Title of Class of Securities      
     Ordinary shares, par value US$0.0001 each      
  (e)    CUSIP Number      
     16951E104      
  Note:    The CUSIP number is for the American depository shares (“ADSs”) evidencing the ordinary shares in respect of which this report is made, which are held on deposit pursuant to the issuer’s depository receipt program. The ordinary shares that are the subject of this report are not held in ADS form.      
  Laifan Chu      
  (a)    Name of Person Filing      
     Laifan Chu      
  (b)    Address of Principal Business Office or, if None, Residence      
     c/o P.O. Box 957, Offshore Incorporations Center, Road Town, Tortola, British Virgin Islands      
  (c)    Citizenship      
     Hong Kong Special Administrative Region of the People’s Republic of China      

 

Page 5 of 9 pages

 

(d)

    Title of Class of Securities      
     Ordinary shares, par value US$0.0001 each      
 

(e)

    CUSIP Number      
     16951E104      
 

Junqiu Gao

      
  (a)    Name of Person Filing      
     Junqiu Gao      
  (b)    Address of Principal Business Office or, if None, Residence      
     c/o No. 1608, North Circle Road State Highway, Zhangzhou, Fujian Province 363000, People’s Republic of China      
  (c)    Citizenship      
     People’s Republic of China      
  (d)    Title of Class of Securities      
     Ordinary shares, par value US$0.0001 each      
  (e)    CUSIP Number      
     16951E104      
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  Not applicable   
Item 4.   Ownership.   

 

              Number of shares as to which the person has

Reporting person

   

Amount

beneficially

owned

    Percent of
class		  

Sole power

to vote or to

direct the

vote

    Shared
power to
vote or to
direct the
vote		   

Sole power

to dispose or

to direct the

disposition of

    Shared
power to
dispose or to
direct the
disposition of

Newrace Limited

    143,690,400 ordinary shares    69.6%   143,690,400 ordinary shares       143,690,400 ordinary shares   

Laifan Chu

    143,690,400 ordinary shares    69.6%   143,690,400 ordinary shares       143,690,400 ordinary shares   

Junqiu Gao

    143,690,400 ordinary shares    69.6%   143,690,400 ordinary shares       143,690,400 ordinary shares   

 

Page 6 of 9 pages

   The percentages of ownership set forth above are based on 206,440,000 ordinary shares outstanding as of December 31, 2011.   
   Newrace Limited is a company incorporated under the laws of the British Virgin Islands and is wholly-owned by Ms. Laifan Chu. The amount of ordinary shares beneficially owned by Newrace Limited includes certain restricted ordinary shares granted to Mr. Yifan Li in connection with his service as the chief financial officer of the Company. Under such arrangement, Mr. Li is entitled to receive 103,200 and 103,200 ordinary shares from Newrace Limited on December 31, 2012 and 2013, respectively.   
   Mr. Junqiu Gao, director, deputy chief executive officer and chief sales and marketing officer of the Company, also serves as a director of Newrace Limited. Mr. Gao disclaims beneficial ownership of 143,690,400 ordinary shares beneficially owned by Newrace Limited.   
Item 5.    Ownership of Five Percent or Less of a Class.      
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.   
   Not applicable      
Item 8.    Identification and Classification of Members of the Group.      
   Not applicable      
Item 9.    Notice of Dissolution of Group.      
   Not applicable      
Item 10.    Certification.      
   Not applicable      

 

Page 7 of 9 pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Newrace Limited

January 12, 2012

Date

/s/ Junqiu Gao

Signature

Junqiu Gao, Director

Name/Title
Laifan Chu

January 12, 2012

Date

/s/ Laifan Chu

Signature

Laifan Chu

Name/Title
Junqiu Gao

January 12, 2012

Date

/s/ Junqiu Gao

Signature

Junqiu Gao

Name/Title

 

Page 8 of 9 pages

LIST OF EXHIBITS

 

Exhibit 99.1    Joint Filing Agreement

 

Page 9 of 9 pages

EX-99.1 2 d276423dex991.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT

Exhibit 99.1

Joint Filing Agreement

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of this statement on Schedule 13G (including any and all amendments thereto) with respect to the ordinary shares, par value US$0.0001 each, of China Zenix Auto International Limited, a British Virgin Islands company, and to the filing of this agreement as an exhibit thereto. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this agreement as of January 12, 2012.

 

Newrace Limited
By:  

/s/ Junqiu Gao

Name: Junqiu Gao
Title: Director
Laifan Chu

/s/ Laifan Chu

Junqiu Gao

/s/ Junqiu Gao